ISO 37001 Lead Auditor

The PECB Certified ISO 37001 Lead Auditor training course equips you with the knowledge and skills to conduct anti-bribery management system (ABMS) audits using widely recognized audit principles, procedures, and techniques. Organizations worldwide seek skilled auditors to evaluate the effectiveness of anti-bribery policies and controls within an ISO 37001:2025-based ABMS. This course prepares you to assess, plan, and execute audits effectively while ensuring compliance with ISO 19011 (guidelines for auditing management systems) and ISO/IEC 17021-1 (certification process requirements).

Course description:

Through interactive sessions, practical exercises, and discussions, you will gain deep insights into ABMS audit techniques while enhancing essential auditing skills.

Upon completing the course, you can take the certification exam. After passing the exam, you will earn the internationally recognized “PECB Certified ISO 37001 Lead Auditor” credential, validating your ability to audit organizations for compliance with ISO 37001 requirements.  

Learning objectives:

By the end of this training course, the participants will be able to:

  • Explain the fundamental concepts and principles of an anti-bribery management system (ABMS) based on ISO 37001
  • Interpret the ISO 37001 requirements for an ABMS from the perspective of an auditor
  • Evaluate the ABMS conformity to ISO 37001 requirements, in accordance with the fundamental audit concepts and principles
  • Plan, conduct, and close an ISO 37001 compliance audit, in accordance with ISO/IEC 17021-1 requirements, ISO 19011 guidelines, and other best practices of auditing
  • Manage an ISO 37001 audit program

Audience:

The ISO 37001 Lead Auditor training course is intended for:

  • Auditors seeking to perform and lead ABMS audits
  • Managers or consultants seeking to master the ABMS audit process
  • Individuals responsible for maintaining conformity to ISO 37001 requirements in an organization
  • Technical experts seeking to prepare for an ABMS audit
  • Expert advisors in anti-bribery management

Certification

After successfully completing the exam, you can apply for the credentials shown on the table below. You will receive a certificate once you comply with all the requirements related to the selected credential. For more information about ISO/IEC 27001 certifications and the PECB certification process, please refer to the Certification Rules and Policies.

37001 Lead Auditor Certification

Prerequisites:

Participants who attend this training course are required to have a fundamental understanding of anti-bribery concepts and a comprehensive knowledge of audit principles.

Course outline:

Introduction to the anti-bribery management system (ABMS) and ISO 37001

  • Training course objectives and structure
  • Introduction to ISO 37001 and management systems
  • Certification process
  • Fundamental concepts and principles of anti-bribery
  • Overview of ISO 37001 requirements

Audit principles and the preparation for and initiation of an audit

  • Fundamental audit concepts and principles
  • The impact of trends and technology in auditing
  • Evidence-based auditing
  • Risk-based auditing
  • Initiation of the audit process
  • Stage 1 audit

On-site audit activities

  • Preparing for stage 2 audit
  • Stage 2 audit
  • Communication during the audit
  • Audit procedures
  • Creating audit test plans

Closing of the audit

  • Drafting audit findings and nonconformity reports
  • Audit documentation and quality review
  • Closing of the audit
  • Evaluation of action plans by the auditor
  • Beyond the initial audit
  • Managing an internal audit program
  • Closing of the training course

Certification Exam

  1. Preparation for exam
  2. Exam

The exam is will take place at the end of the course on onsite classroom courses

For Virtual courses we will send out a voucher that gives you access to an online exam. This can be booked and taken home monitored by a proctor via camera. More information about the exam rules will be send from PECB.

 

Test details:

  • The exam duration is three (3) hours. Non-native speakers receive an additional half an hour.
  • The exam contains essay type questions. 


As the exam is an Multiple Choice exam, candidates are authorized to use:

  • A copy of the General Data Protection Regulation;
  • Course notes from the Participant Handout;
  • Any personal notes made by the student during the course; and
  • A hard copy dictionary

Examination rules and policies

RECEIVE YOUR EXAM RESULTS

Results will be communicated by email in a period of 6 to 8 weeks, after taking the exam. The results will not include the exact grade of the candidate, only a mention of pass or fail.

Candidates who successfully complete the examination will be able to apply for a certified scheme which is explained in the course description.

In the case of a failure, the results will be accompanied with the list of domains in which the candidate had failed to provide guidance for exams’ retake preparation.

Candidates, who disagree with the exam results, may file a complaint by writing to examination@pecb.com or through PECB ticketing system.

EXAM RETAKE POLICY

There is no limit on the number of times a candidate may retake an exam. However, there are some limitations in terms of allowed time-frame in between exam retakes, such as:

  • Students, who have completed the full training but failed the written exam, are eligible to retake the exam once for free within a 12 month period from the initial date of the exam.
  • If a candidate does not pass the exam on the second attempt, he/she must wait 3 months (from the initial date of the exam) for the next attempt (2nd retake). Retake fee applies.
  • If a candidate does not pass the exam on the third attempt, he/she must wait 6 months (from the initial date of the exam) for the next attempt (3rd retake). Retake fee applies.

After the fourth attempt, a waiting period of 12 months from the last session date is required, in order for candidate to sit again for the same exam. Regular fee applies.

For the candidates that fail the exam in the 2nd retake, PECB recommends to attend an official training in order to be better prepared for the exam.

To arrange exam retakes (date, time, place, costs), the candidate needs to contact Glasspaper.

 

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